AML Policies & Procedures: What Compliant Looks Like

Date: 25 August 2026

This webinar provides a practical overview of what effective Anti-Money Laundering (AML) policies and procedures look like in practice for accountancy firms. Drawing on the requirements of the Money Laundering Regulations 2017, the session will help delegates understand the difference between simply having AML documentation and being able to demonstrate effective compliance.

Regulators are increasingly focused on how firms implement and evidence their AML controls, not just whether policies exist. This webinar examines the key requirements for AML policies, controls and procedures and highlights the most common weaknesses identified during supervisory reviews.

Attendees will explore:

•  The legal requirements for AML policies and procedures under Regulation 19 of the Money Laundering Regulations 2017.
•  Common compliance failings identified during monitoring reviews
•  The characteristics of a robust and proportionate AML framework.
•  Practical examples of what ‘good’ compliance looks like in firms of different sizes
•  Self-assessment questions firms can use to evaluate their own arrangements

By the end of the session, delegates will be able to:

•  Understand the core AML policy and procedure requirements applicable to their firm
•  Identify common compliance weaknesses and supervisory concerns
•  Assess whether their firm's AML framework is risk-based, proportionate and effective
•  Improve governance, record keeping and evidence of compliance
•  Apply practical measures to strengthen AML controls and reduce regulatory risk

This session contributes to AML-related Continuing Professional Development requirements and provides practical guidance that can be implemented within firms.

CPD units: 1

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