How to Prepare for a Monitoring Review | *Members Only Event*

This webinar is essential viewing for any AIA member selected for an Onsite Monitoring Visit, Desktop Monitoring Review or AML Compliance Review.

12:30 - 13:30

How to Prepare for a Monitoring Review | *AIA Member Only Event*

Summary

AIA works in the public interest to ensure our members are appropriately regulated for the work that they carry out. 

Fundamental to this work is monitoring the compliance of Members in Practice with the Money Laundering Regulations (MLR) in the United Kingdom and Republic of Ireland respectively, and our own Public Practice Regulations. 

This webinar is essential viewing whether you are selected for an Onsite Monitoring Visit, Desktop Monitoring Review or AML Compliance Review. 

The webinar will explain: 

  • how you should prepare for a monitoring review 
  • what happens during a review 
  • what happens when your review has been completed 
  • how to make the most of your review 
  • top issues emerging from monitoring and supervision activity  

Registration

To register for this event, click here.

Speakers

AIA | Speaker David Potts

David Potts

David Potts is director of operations at the AIA and is responsible for maintaining the professional body’s international recognition and regulatory strategies. David works with regulatory bodies across the world to ensure AIA members meet the appropriate standards of competence and professionalism. David is a Professional Member of the International Compliance Association.