Dubious Transactions and Loans - Enforcement Trends and Practical Insights

Date: 5 August 2025

Content

In recent years, there has been increased scrutiny by regulatory authorities such as the Securities and Futures Commission, Accounting and Financial Reporting Council and the Hong Kong Stock Exchange over dubious transactions and loans involving listed companies. Leveraging their experience, the speakers will discuss the enforcement trends and share their practical insights in identifying and investigating these transactions.

By reference to real-life and hypothetical examples, our speakers will share their insights in the following areas:

• Enforcement trends and regulatory expectations;
• Best practices & compliance tips;
• Practical insights in identifying and investigating dubious transactions, including fund flow analysis, evidence collection, management of stakeholders, etc.

The seminar is not only useful for our practicing CPAs, but also directors and senior management of listed companies, etc.

Speakers

• Mr. William Wong
• Mr. Lester Fung
• Mr. Sean Lam

Mode: In-person

Venue: FTI Consulting Office
Level 35, Oxford House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

Fee:   HK$300 Member of AHKA
          HK$300  Member of Supporting Organizations
          HK$500  Non-member or Others

Language: Cantonese (with English presentation materials)

CPD Units: 1.5 units